- Attention Investors:
- Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
- Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
- Pay 20% upfront margin of the transaction value to trade in cash market segment.
- Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
- Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
- Prevent Unauthorized Transactions in your demat account –> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day………………….issued in the interest of investors.
- KYC is one time exercise while dealing in securities markets -once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account
- The DP has designated e-mail id for informing investor grievances and the DP having website has displayed the same on the website as per SEBI circular no.
- DP has displayed information regarding filing of complaints on SCORES and benefits for the same on its website and has in
Ramaniklal Mohanlal Capital Markets Pvt. Ltd., a Corporate Member of BSE Ltd., came into existence in February 1998, as a Stock Broking entity with SEBI registration No. INZ000237537 with clearing No. 609, We are Depository Participants of Central Depository Services (India) Ltd. With an experienced and skilled staff, broad based clientele which include NRI Clients, Corporates and Individuals. Prior to that, M/s Ramaniklal Mohanlal, a partnership firm was active in the Stock Broking business since 1946. Before 1946, Late Mr. Ramaniklal Mohanlal, founder of the firm was engaged in the stock broking business for more than twenty years. The early partners of the firm were Late Ravindra R. Jhaveri, Samir R. Jhaveri , Anjana S. Jhaveri. After the demise of senior partner Late Ravindra R. Jhaveri in 1997, the stock broking activity of BSE was converted into a corporate entity.
SMART ODR: https://smartodr.in/login/login
SEBI DISCLOSURE : http://rmcapital.co.in/wp-content/uploads/2023/07/SEBI-Disclosure.pdf
Awareness regarding CKYCR – Banner & video
Download the transcript (TXT) | Open the original video on ckycindia.in (MP4, 41 MB)
Transcript of the CKYCR video, with descriptions of what is shown on screen
[0:00 - 0:24] On screen: Title slide: the CERSAI logo beside an image labelled "Central KYC Registry", above the heading "Central KYC Records Registry".
Narrator: CKYC, an initiative of the Government of India, is a central repository of the KYC records of customers availing services from financial institutions regulated by RBI, SEBI, IRDAI and PFRDA.
Financial service providers can now readily access the digitally stored KYC data from CKYC at the time of offering services to the customers.
[0:24 - 1:18] On screen: Icons appear one at a time as each step is described: "Upload Documents", "CKYC Identifier", "Shared via SMS or email", "Account Opening" and "No documents" (documents crossed out).
Narrator: When a new customer submits the KYC documents, the institution will upload the KYC documents to CKYC. CKYC then creates a unique KYC identity number for the customer, known as CKYC Identifier. The CKYC Identifier is then shared with the customer over mail or SMS.
The institution is required to display the masked CKYC Identifier of the customer in mobile banking app, internet application and printing in passbook, account statement, policies, etc.
The customer can use the CKYC Identifier for KYC purpose with any other financial service provider at the time of account opening. Your institution can simply download the KYC information from CKYC instead of collecting all the documents all over again.
[1:18 - 2:01] On screen: An image with the word "Registration", then the slide "Registration process on CKYCR" listing five steps: 1. Register online on www.ckycindia.in. 2. Register on testbed (testbed.ckycindia.in). 3. Performing testing on testbed - submit checklist. 4. Send documents to CERSAI, Delhi. 5. Production login provided to the institution administrators.
Narrator: To gain access, you need to first register on the Central KYC portal. You need to submit the registration form online on CKYC portal and register on test environment of CKYC portal.
The reporting entity shall perform testing on the testbed portal and submit the testbed checklist. All the supporting documents are to be sent to CERSAI, Delhi office.
Production login credentials shall be provided to the institution upon successful verification of documents by CERSAI and successful completion of testing. For more details, refer to registration and testing procedure document under the download section of CKYC portal.
[2:01 - 2:37] On screen: Slide "Modes of Operation" with a search box; images labelled "Download", "Update" and "Upload" appear in turn.
Narrator: The first step towards onboarding your customer is to search for KYC details based on the CKYC Identifier or an officially valid document provided by your customer.
If the customer's CKYC record is already registered with Central KYC Registry, you may proceed to download the record. In case of modification to the KYC details, initiate an update request.
If your customer does not have his KYC record registered with Central KYC Registry, kindly proceed to upload customer's KYC details.
[2:37 - 3:07] On screen: Slide "Modes of Operation" listing "CKYC web portal" and "SFTP", then an SFTP folder icon with a security check mark and the text "Files uploaded via SFTP" and "Digitally signed zip file".
Narrator: Reporting entities can integrate with us via CKYC web portal, SFTP or API.
SFTP access is provided to upload and download files over a secure connection. A response file is generated containing status of the records and the file is available for download on your institution's SFTP folder. For more details, refer to SFTP system specification document under the download section of CKYC portal.
[3:07 - 3:36] On screen: A cloud icon labelled "API" with the words "Search" and "Download", beside images of a KYC form on a mobile phone and an identity card marked "Digital Signature".
Narrator: The integration with CKYC APIs can make your digital onboarding journey or account opening process at the branch level faster, easier and seamless.
When a customer approaches to start an account-based relationship, you can search and fetch the customer's KYC details from CKYCR and thus facilitate real-time account opening. For more details, refer to API documents under the download section of CKYC portal.
[3:36 - 3:58] On screen: Closing slide: "To know more login to www.ckycindia.in".
Narrator: The user base of CKYC spans across the financial sector, thus truly making it a centralized database for KYC purposes. CKYC simplifies the account opening process and enables huge cost savings for both financial institutions and customers.
To know more, log on to ckycindia.in.
Central KYC Registry (CKYCR) by CERSAI
- Ask for your CKYC Identifier now and open accounts faster with reduced paperwork.
- Your CKYC Identifier is linked to your KYC data.
- No need to submit your KYC documents at any financial institution if you have your CKYC Identifier.
- To know more, log in to www.ckycindia.in.
Framework for Trading Members to provide the facility of voluntary freezing/blocking the online access of the trading account to their clients as per
SEBI Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2024/4 dated January 12, 2024
* Call at the dedicated number 9820335738 (Between 8:30 am – 5 :30 pm excluding Sundays and public holidays).
* The customer support agent will verify the client’s identity and may request additional information.
* Once verified, the agent will freeze the account.